Essays Characteristics Of Comedy

This article is about a genre of dramatic works. For other uses, see Comedy (disambiguation). For the popular meaning of the term "comedy", see Humour.

In a modern sense, comedy (from the Greek: κωμῳδία, kōmōidía) refers to any discourse or work generally intended to be humorous or amusing by inducing laughter, especially in theatre, television, film, stand-up comedy, or any other medium of entertainment. The origins of the term are found in Ancient Greece. In the Athenian democracy, the public opinion of voters was influenced by the political satire performed by the comic poets at the theaters.[1] The theatrical genre of Greek comedy can be described as a dramatic performance which pits two groups or societies against each other in an amusing agon or conflict. Northrop Frye depicted these two opposing sides as a "Society of Youth" and a "Society of the Old".[2] A revised view characterizes the essential agon of comedy as a struggle between a relatively powerless youth and the societal conventions that pose obstacles to his hopes. In this struggle, the youth is understood to be constrained by his lack of social authority, and is left with little choice but to take recourse in ruses which engender very dramatic irony which provokes laughter.[3]

Satire and political satire use comedy to portray persons or social institutions as ridiculous or corrupt, thus alienating their audience from the object of their humour. Parody subverts popular genres and forms, critiquing those forms without necessarily condemning them.

Other forms of comedy include screwball comedy, which derives its humour largely from bizarre, surprising (and improbable) situations or characters, and black comedy, which is characterized by a form of humor that includes darker aspects of human behavior or human nature. Similarly scatological humour, sexual humour, and race humour create comedy by violating social conventions or taboos in comic ways. A comedy of manners typically takes as its subject a particular part of society (usually upper class society) and uses humor to parody or satirize the behaviour and mannerisms of its members. Romantic comedy is a popular genre that depicts burgeoning romance in humorous terms and focuses on the foibles of those who are falling in love.

Etymology[edit]

The word "comedy" is derived from the Classical Greek κωμῳδία kōmōidía, which is a compound either of κῶμοςkômos (revel) or κώμη kṓmē (village) and ᾠδή ōidḗ (singing); it is possible that κῶμος itself is derived from κώμη, and originally meant a village revel. The adjective "comic" (Greek κωμικός kōmikós), which strictly means that which relates to comedy is, in modern usage, generally confined to the sense of "laughter-provoking".[4] Of this, the word came into modern usage through the Latin comoedia and Italian commedia and has, over time, passed through various shades of meaning.[5]

The Greeks and Romans confined their use of the word "comedy" to descriptions of stage-plays with happy endings. Aristotle defined comedy as an imitation of men worse than the average (where tragedy was an imitation of men better than the average). However, the characters portrayed in comedies were not worse than average in every way, only insofar as they are Ridiculous, which is a species of the Ugly. The Ridiculous may be defined as a mistake or deformity not productive of pain or harm to others; the mask, for instance, that excites laughter, is something ugly and distorted without causing pain.[6] In the Middle Ages, the term expanded to include narrative poems with happy endings. It is in this sense that Dante used the term in the title of his poem, La Commedia.

As time progressed, the word came more and more to be associated with any sort of performance intended to cause laughter.[5] During the Middle Ages, the term "comedy" became synonymous with satire, and later with humour in general.

Aristotle's Poetics was translated into Arabic in the medieval Islamic world, where it was elaborated upon by Arabic writers and Islamic philosophers, such as Abu Bischr, and his pupils Al-Farabi, Avicenna, and Averroes. They disassociated comedy from Greek dramatic representation and instead identified it with Arabic poetic themes and forms, such as hija (satirical poetry). They viewed comedy as simply the "art of reprehension", and made no reference to light and cheerful events, or to the troubling beginnings and happy endings associated with classical Greek comedy.

After the Latin translations of the 12th century, the term "comedy" gained a more general meaning in medieval literature.[7]

In the late 20th century, many scholars preferred to use the term laughter to refer to the whole gamut of the comic, in order to avoid the use of ambiguous and problematically defined genres such as the grotesque, irony, and satire.[8][9]

History[edit]

Dionysiac origins, Aristophanes and Aristotle[edit]

See also: Old Comedy, Menander, and Ancient Greek comedy

Starting from 425 BCE, Aristophanes, a comic playwright and satirical author of the Ancient Greek Theater wrote 40 comedies, 11 of which survive. Aristophanes developed his type of comedy from the earlier satyr plays, which were often highly obscene.[10] The only surviving examples of the satyr plays are by Euripides, which are much later examples and not representative of the genre.[11] In ancient Greece, comedy originated in bawdy and ribald songs or recitations apropos of phallic processions and fertility festivals or gatherings.[12]

Around 335 BCE, Aristotle, in his work Poetics, stated that comedy originated in Phallic processions and the light treatment of the otherwise base and ugly. He also adds that the origins of comedy are obscure because it was not treated seriously from its inception.[13] However, comedy had its own Muse: Thalia.

Aristotle taught that comedy was generally a positive for society, since it brings forth happiness, which for Aristotle was the ideal state, the final goal in any activity. For Aristotle, a comedy did not need to involve sexual humor. A comedy is about the fortunate arise of a sympathetic character. Aristotle divides comedy into three categories or subgenres: farce, romantic comedy, and satire. On the contrary, Plato taught that comedy is a destruction to the self. He believed that it produces an emotion that overrides rational self-control and learning. In The Republic, he says that the Guardians of the state should avoid laughter, " 'for ordinarily when one abandons himself to violent laughter, his condition provokes a violent reaction.' " Plato says comedy should be tightly controlled if one wants to achieve the ideal state.

Also in Poetics, Aristotle defined Comedy as one of the original four genres of literature. The other three genres are tragedy, epic poetry, and lyric poetry. Literature in general is defined by Aristotle as a mimesis, or imitation of life. Comedy is the third form of literature, being the most divorced from a true mimesis. Tragedy is the truest mimesis, followed by epic poetry, comedy and lyric poetry. The genre of comedy is defined by a certain pattern according to Aristotle's definition. Comedies begin with low or base characters seeking insignificant aims, and end with some accomplishment of the aims which either lightens the initial baseness or reveals the insignificance of the aims.

Classical Sanskrit Dramas, Plays, and Epics of Ancient India[edit]

See also: Sanskrit Drama, Mahabharata, and Bhagavata Purana

By 200 BCE,[14] in ancient Sanskrit drama, Bharata Muni's Natya Shastra defined humour (hāsyam) as one of the nine nava rasas, or principle rasas (emotional responses), which can be inspired in the audience by bhavas, the imitations of emotions that the actors perform. Each rasa was associated with a specific bhavas portrayed on stage. In the case of humour, it was associated with mirth (hasya).

Shakespearean and Elizabethan comedy[edit]

"Comedy", in its Elizabethan usage, had a very different meaning from modern comedy. A Shakespearean comedy is one that has a happy ending, usually involving marriages between the unmarried characters, and a tone and style that is more light-hearted than Shakespeare's other plays.[15]

The Punch and Judy show has roots in the 16th-century Italian commedia dell'arte. The figure of Punch derives from the Neapolitan stock character of Pulcinella.[16] The figure who later became Mr. Punch made his first recorded appearance in England in 1662. Punch and Judy are performed in the spirit of outrageous comedy — often provoking shocked laughter — and are dominated by the anarchic clowning of Mr. Punch.[18] Appearing at a significant period in British history, professor Glyn Edwards states: "[Pulcinella] went down particularly well with Restoration British audiences, fun-starved after years of Puritanism. We soon changed Punch's name, transformed him from a marionette to a hand puppet, and he became, really, a spirit of Britain - a subversive maverick who defies authority, a kind of puppet equivalent to our political cartoons."

19th to early 20th century[edit]

In early 19th century England, pantomime acquired its present form which includes slapstick comedy and featured the first mainstream clownJoseph Grimaldi, while comedy routines also featured heavily in British music hall theatre which became popular in the 1850s.[19] British comedians who honed their skills in music hall sketches include Charlie Chaplin, Stan Laurel and Dan Leno.[20] English music hall comedian and theatre impresario Fred Karno developed a form of sketch comedy without dialogue in the 1890s, and Chaplin and Laurel were among the comedians who worked for his company.[20] Karno was a pioneer of slapstick, and in his biography Laurel stated, "Fred Karno didn't teach Charlie [Chaplin] and me all we know about comedy. He just taught us most of it".[21] Film producer Hal Roach stated: "Fred Karno is not only a genius, he is the man who originated slapstick comedy. We in Hollywood owe much to him."[22] American vaudeville emerged in the 1880s and remained popular until the 1930s, and featured comedians such as W. C. Fields, Buster Keaton and the Marx Brothers.

20th century film and television[edit]

The advent of cinema in the late 19th century, and later radio and television in the 20th century broadened the access of comedians to the general public. Charlie Chaplin, through silent film, became one of the best known faces on earth. The silent tradition lived on well in to the 20th century through mime artists like Marcel Marceau, and the physical comedy of artists like Rowan Atkinson as Mr. Bean. The tradition of the circus clown also continued, with such as Bozo the Clown in the United States and Oleg Popov in Russia. Radio provided new possibilities - with Britain producing the influential Goon Show after the Second World War. American cinema has produced a great number of globally renowned comedy artists, from Laurel and Hardy, the Three Stooges, Abbott and Costello, Dean Martin and Jerry Lewis, as well as Bob Hope during the mid-20th century, to performers like George Carlin, Robin Williams, and Eddie Murphy at the end of the century. Hollywood attracted many international talents like the British comics Peter Sellers, Dudley Moore and Sacha Baron Cohen, Canadian comics Dan Aykroyd, Jim Carrey, and Mike Myers, and the Australian comedianPaul Hogan, famous for Crocodile Dundee. Other centres of creative comic activity have been the cinema of Hong Kong, Bollywood, and French farce.

American television has also been an influential force in world comedy: with American series like M*A*S*H, Seinfeld and The Simpsons achieving large followings around the world. British television comedy also remains influential, with quintessential works including Fawlty Towers, Monty Python, Dad's Army, Blackadder, and The Office. Australian satirist Barry Humphries, whose comic creations include the housewife and "gigastar" Dame Edna Everage, For his delivery of Dadaist and absurdist humour to millions, was described by biographer Anne Pender in 2010 as not only "the most significant theatrical figure of our time ... [but] the most significant comedian to emerge since Charlie Chaplin".[23]

Studies on the theory of the comic[edit]

The phenomena connected with laughter and that which provokes it have been carefully investigated by psychologists. They agree the predominant characteristics are incongruity or contrast in the object and shock or emotional seizure on the part of the subject. It has also been held that the feeling of superiority is an essential factor: thus Thomas Hobbes speaks of laughter as a "sudden glory". Modern investigators have paid much attention to the origin both of laughter and of smiling, as well as the development of the "play instinct" and its emotional expression.

George Meredith said that "One excellent test of the civilization of a country ... I take to be the flourishing of the Comic idea and Comedy; and the test of true Comedy is that it shall awaken thoughtful laughter." Laughter is said to be the cure to being sick. Studies show that people who laugh more often get sick less.[24][25]

American literary theorist Kenneth Burke writes that the "comic frame" in rhetoric is "neither wholly euphemistic, nor wholly debunking—hence it provides the charitable attitude towards people that is required for purposes of persuasion and co-operation, but at the same time maintains our shrewdness concerning the simplicities of ‘cashing in.’" [26] The purpose of the comic frame is to satirize a given circumstance and promote change by doing so. The comic frame makes fun of situations and people, while simultaneously provoking thought.[27] The comic frame does not aim to vilify in its analysis, but rather, rebuke the stupidity and foolery of those involved in the circumstances.[28] For example, on The Daily Show, Jon Stewart uses the "comic frame" to intervene in political arguments, often offering crude humor in sudden contrast to serious news. In a segment on President Obama's trip to China Stewart remarks on America's debt to the Chinese government while also having a weak relationship with the country. After depicting this dismal situation, Stewart shifts to speak directly to President Obama, calling upon him to "shine that turd up."[29] For Stewart and his audience, introducing coarse language into what is otherwise a serious commentary on the state of foreign relations serves to frame the segment comically, creating a serious tone underlying the comedic agenda presented by Stewart.

Forms[edit]

Main article: Comedic genres

Comedy may be divided into multiple genres based on the source of humor, the method of delivery, and the context in which it is delivered. The different forms of comedy often overlap, and most comedy can fit into multiple genres. Some of the subgenres of comedy are farce, comedy of manners, burlesque, and satire.

Some comedy apes certain cultural forms: for instance, parody and satire often imitate the conventions of the genre they are parodying or satirizing. For example, in the United States, parodies of newspapers and television news include The Onion, and The Colbert Report; in Australia, shows such as Kath & Kim,Utopia, and Shaun Micallef's Mad As Hell perform the same role.

Self-deprecation is a technique of comedy used by many comedians who focus on their misfortunes and foibles in order to entertain.

Performing arts[edit]

Main article: Comedy (drama)

Historical forms[edit]

  • Ancient Greek comedy, as practiced by Aristophanes and Menander
  • Ancient Roman comedy, as practiced by Plautus and Terence
  • Burlesque, from Music hall and Vaudeville to Performance art
  • Citizen comedy, as practiced by Thomas Dekker, Thomas Middleton and Ben Jonson
  • Clowns such as Richard Tarlton, William Kempe, and Robert Armin
  • Comedy of humours, as practiced by Ben Jonson and George Chapman
  • Comedy of intrigue, as practiced by Niccolò Machiavelli and Lope de Vega
  • Comedy of manners, as practiced by Molière, William Wycherley and William Congreve
  • Comedy of menace, as practiced by David Campton and Harold Pinter
  • comédie larmoyante or 'tearful comedy', as practiced by Pierre-Claude Nivelle de La Chaussée and Louis-Sébastien Mercier
  • Commedia dell'arte, as practiced in the twentieth century by Dario Fo, Vsevolod Meyerhold, and Jacques Copeau
  • Farce, from Georges Feydeau to Joe Orton and Alan Ayckbourn
  • Jester
  • Laughing comedy, as practiced by Oliver Goldsmith and Richard Brinsley Sheridan
  • Restoration comedy, as practiced by George Etherege, Aphra Behn and John Vanbrugh
  • Sentimental comedy, as practiced by Colley Cibber and Richard Steele
  • Shakespearean comedy, as practiced by William Shakespeare
  • Stand-up comedy
  • Dadaist and Surrealist performance, usually in cabaret form
  • Theatre of the Absurd, used by some critics to describe Samuel Beckett, Harold Pinter, Jean Genet and Eugène Ionesco[30]
  • Sketch comedy

Plays[edit]

Opera[edit]

Improvisational comedy[edit]

Joke[edit]

Stand-up comedy[edit]

Stand-up comedy is a mode of comic performance in which the performer addresses the audience directly, usually speaking in their own person rather than as a dramatic character.

Events and awards[edit]

List of comedians[edit]

Mass media[edit]

Literature[edit]

This section needs expansion. You can help by adding to it.(April 2010)

Film[edit]

Television and radio[edit]

Comedy networks[edit]

See also[edit]

[edit]

  1. ^Henderson, J. (1993) Comic Hero versus Political Elite pp. 307–19 in Sommerstein, A.H.; S. Halliwell; J. Henderson; B. Zimmerman, eds. (1993). Tragedy, Comedy and the Polis. Bari: Levante Editori. 
  2. ^(Anatomy of Criticism, 1957)
  3. ^Marteinson, 2006
  4. ^Cornford (1934)[page needed]
  5. ^ abOxford English Dictionary
  6. ^McKeon, Richard. The Basic Works Of Aristotle, University of North Carolina at Chapel Hill, 2001, p. 1459.
  7. ^Webber, Edwin J. (January 1958). "Comedy as Satire in Hispano-Arabic Spain". Hispanic Review. University of Pennsylvania Press. 26 (1): 1–11. doi:10.2307/470561. JSTOR 470561. 
  8. ^Herman Braet, Guido Latré, Werner Verbeke (2003) Risus mediaevalis: laughter in medieval literature and art p.1 quotation:

    The deliberate use by Menard of the term 'le rire' rather than 'l'humour' reflects accurately the current evidency to incorporate all instances of the comic in the analysis, while the classification in genres and fields such as grotesque, humour and even irony or satire always poses problems. The terms humour and laughter are therefore pragmatically used in recent historiography to cover the entire spectrum.

  9. ^Ménard, Philippe (1988) Le rire et le sourire au Moyen Age dans la littérature et les arts. Essai de problématique in Bouché, T. and Charpentier H. (eds., 1988) Le rire au Moyen Âge, Actes du colloque international de Bordeaux, pp.7-30
  10. ^Aristophanes (1996) Lysistrata, Introduction, p.ix, published by Nick Hern Books
  11. ^Reckford, Kenneth J. (1987)Aristophanes' Old-and-new Comedy: Six essays in perspective p.105
  12. ^Cornford, F.M. (1934) The Origin of Attic Comedy pp.3-4 quotation:

    That Comedy sprang up and took shape in connection with Dionysiac or Phallic ritual has never been doubted.

  13. ^"Aristotle, Poetics, lines beginning at 1449a". Perseus.tufts.edu. Retrieved 2012-06-30. 
  14. ^Robert Barton, Annie McGregor. Theatre in Your Life. CengageBrain. p. 218. 
  15. ^Regan, Richard. "Shakespearean comedy"
  16. ^ Wheeler, R. Mortimer (1911). "Punch (puppet)". In Chisholm, Hugh. Encyclopædia Britannica. 22 (11th ed.). Cambridge University Press. pp. 648–649. 
  17. ^"Mr Punch celebrates 350 years of puppet anarchy". BBC. 11 June 2015. 
  18. ^Jeffrey Richards (2014). "The Golden Age of Pantomime: Slapstick, Spectacle and Subversion in Victorian England". I.B.Tauris,
  19. ^ abMcCabe, John. "Comedy World of Stan Laurel". p. 143. London: Robson Books, 2005, First edition 1975
  20. ^Burton, Alan (2000). Pimple, pranks & pratfalls: British film comedy before 1930. Flicks Books. p. 51. 
  21. ^J. P. Gallagher (1971). "Fred Karno: master of mirth and tears". p. 165. Hale.
  22. ^Meacham, Steve (2010-09-15). "Absurd moments: in the frocks of the dame". Brisbanetimes.com.au. Retrieved 2011-12-20. 
  23. ^"An impolite interview with Lenny Bruce". The Realist (15): 3. February 1960. Retrieved 2011-12-30. 
  24. ^Meredith, George (1987). "Essay on Comedy, Comic Spirit". Encyclopedia of the Self, by Mark Zimmerman. Retrieved 2011-12-30. 
  25. ^http://newantichoicerhetoric.web.unc.edu/the-comedic-frame/
  26. ^http://www.kbjournal.org/biebel
  27. ^http://www.ithaca.edu/hs/history/journal/papers/sp02comedyandtragedy.html
  28. ^Trischa Goodnow Knapp (2011). The Daily Show and Rhetoric: Arguments, Issues, and Strategies. p. 327. Lexington Books, 2011
  29. ^This list was compiled with reference to The Cambridge Guide to Theatre (1998).

Notations[edit]

  • Aristotle. Poetics. 
  • Buckham, Philip Wentworth (1827). Theatre of the Greeks. 
  • Marteinson, Peter (2006). On the Problem of the Comic: A Philosophical Study on the Origins of Laughter. Ottawa: Legas Press. http://french.chass.utoronto.ca/as-sa/editors/origins.html
  • Pickard-Cambridge, Sir Arthur Wallace
    • Dithyramb, Tragedy, and Comedy , 1927.
    • The Theatre of Dionysus in Athens, 1946.
    • The Dramatic Festivals of Athens, 1953.
  • Raskin, Victor (1985). The Semantic Mechanisms of Humor. Springer. ISBN 978-90-277-1821-1. 
Thalia, muse of comedy, holding a comic mask - detail of "Muses Sarcophagus", the nine Muses and their attributes; marble, early second century AD, Via Ostiense - Louvre

Origins and definitions

The word comedy seems to be connected by derivation with the Greek verb meaning “to revel,” and comedy arose out of the revels associated with the rites of Dionysus, a god of vegetation. The origins of comedy are thus bound up with vegetation ritual. Aristotle, in his Poetics, states that comedy originated in phallic songs and that, like tragedy, it began in improvisation. Though tragedy evolved by stages that can be traced, the progress of comedy passed unnoticed because it was not taken seriously. When tragedy and comedy arose, poets wrote one or the other, according to their natural bent. Those of the graver sort, who might previously have been inclined to celebrate the actions of the great in epicpoetry, turned to tragedy; poets of a lower type, who had set forth the doings of the ignoble in invectives, turned to comedy. The distinction is basic to the Aristotelian differentiation between tragedy and comedy: tragedy imitates men who are better than the average and comedy men who are worse.

For centuries, efforts at defining comedy were to be along the lines set down by Aristotle: the view that tragedy deals with personages of high estate, and comedy deals with lowly types; that tragedy treats of matters of great public import, while comedy is concerned with the private affairs of mundane life; and that the characters and events of tragedy are historic and so, in some sense, true, while the humbler materials of comedy are but feigned. Implicit, too, in Aristotle is the distinction in styles deemed appropriate to the treatment of tragic and comic story. As long as there was at least a theoretical separation of comic and tragic styles, either genre could, on occasion, appropriate the stylistic manner of the other to a striking effect, which was never possible after the crossing of stylistic lines became commonplace.

The ancient Roman poet Horace, who wrote on such stylistic differences, noted the special effects that can be achieved when comedy lifts its voice in pseudotragic rant and when tragedy adopts the prosaic but affecting language of comedy. Consciously combined, the mixture of styles produces the burlesque, in which the grand manner (epic or tragic) is applied to a trivial subject, or the serious subject is subjected to a vulgar treatment, to ludicrous effect.

The English novelist Henry Fielding, in the preface to Joseph Andrews (1742), was careful to distinguish between the comic and the burlesque; the latter centres on the monstrous and unnatural and gives pleasure through the surprising absurdity it exhibits in appropriating the manners of the highest to the lowest, or vice versa. Comedy, on the other hand, confines itself to the imitation of nature, and, according to Fielding, the comic artist is not to be excused for deviating from it. His subject is the ridiculous, not the monstrous, as with the writer of burlesque; and the nature he is to imitate is human nature, as viewed in the ordinary scenes of civilized society.

The human contradiction

In dealing with humans as social beings, all great comic artists have known that they are in the presence of a contradiction: that behind the social being lurks an animal being, whose behaviour often accords very ill with the canons dictated by society. Comedy, from its ritual beginnings, has celebrated creative energy. The primitive revels out of which comedy arose frankly acknowledged man’s animal nature; the animal masquerades and the phallic processions are the obvious witnesses to it. Comedy testifies to physical vitality, delight in life, and the will to go on living. Comedy is at its merriest, its most festive, when this rhythm of life can be affirmed within the civilized context of human society. In the absence of this sort of harmony between creatural instincts and the dictates of civilization, sundry strains and discontents arise, all bearing witness to the contradictory nature of humanity, which in the comic view is a radical dualism; efforts to follow the way of rational sobriety are forever being interrupted by the infirmities of the flesh. The duality that tragedy views as a fatal contradiction in the nature of things, comedy views as one more instance of the incongruous reality that everyone must live with as best they can.

“Wherever there is life, there is contradiction,” says Søren Kierkegaard, the 19th-century Danish existentialist, in the Concluding Unscientific Postscript (1846), “and wherever there is contradiction, the comical is present.” He went on to say that the tragic and the comic are both based on contradiction but “the tragic is the suffering contradiction, comical, painless contradiction.” Comedy makes the contradiction manifest along with a way out, which is why the contradiction is painless. Tragedy, on the other hand, despairs of a way out of the contradiction.

The incongruous is “the essence of the laughable,” said the English essayist William Hazlitt, who also declared, in his essay “On Wit and Humour” in English Comic Writers (1819), “Man is the only animal that laughs and weeps; for he is the only animal that is struck with the difference between what things are, and what they ought to be.”

Comedy, satire, and romance

Comedy’s dualistic view of the individual as an incongruous mixture of bodily instinct and rational intellect is an essentially ironic view—implying the capacity to see things in a double aspect. The comic drama takes on the features of satire as it fixes on professions of virtue and the practices that contradict them. Satire assumes standards against which professions and practices are judged. To the extent that the professions prove hollow and the practices vicious, the ironic perception darkens and deepens. The element of the incongruous points in the direction of the grotesque, which implies an admixture of elements that do not match. The ironic gaze eventually penetrates to a vision of the grotesque quality of experience, marked by the discontinuity of word and deed and the total lack of coherence between appearance and reality. This suggests one of the extreme limits of comedy, the satiric extreme, in which the sense of the discrepancy between things as they are and things as they might be or ought to be has reached to the borders of tragedy. For the tragic apprehension, as Kierkegaard states, despairs of a way out of the contradictions that life presents.

As satire may be said to govern the movement of comedy in one direction, romance governs its movement in the other. Satiric comedy dramatizes the discrepancy between the ideal and the reality and condemns the pretensions that would mask reality’s hollowness and viciousness. Romantic comedy also regularly presents the conflict between the ideal shape of things as hero or heroine could wish them to be and the hard realities with which they are confronted, but typically it ends by invoking the ideal, despite whatever difficulties reality has put in its way. This is never managed without a good deal of contrivance, and the plot of the typical romantic comedy is a medley of clever scheming, calculated coincidence, and wondrous discovery, all of which contribute ultimately to making the events answer precisely to the hero’s or heroine’s wishes. Plotting of this sort has had a long stage tradition and not exclusively in comedy. It is first encountered in the tragicomedies of the ancient Greek dramatist Euripides (e.g., Alcestis, Iphigeneia in Tauris, Ion, Helen). Shakespeare explored the full range of dramatic possibilities of the romantic mode of comedy. The means by which the happy ending is accomplished in romantic comedy—the document or the bodily mark that establishes identities to the satisfaction of all the characters of goodwill—are part of the stock-in-trade of all comic dramatists, even such 20th-century playwrights as Jean Anouilh (in Traveler Without Luggage, 1937) and T.S. Eliot (in The Confidential Clerk, 1953).

There is nothing necessarily inconsistent in the use of a calculatedly artificial dramatic design to convey a serious dramatic statement. The contrived artifice of Shakespeare’s mature comic plots is the perfect foil against which the reality of the characters’ feelings and attitudes assumes the greater naturalness. The strange coincidences, remarkable discoveries, and wonderful reunions are unimportant compared with the emotions of relief and awe that they inspire. Their function, as Shakespeare uses them, is precisely to give rise to such emotions, and the emotions, thanks to the plangent poetry in which they are expressed, end by transcending the circumstances that occasioned them. But when such artifices are employed simply for the purpose of eliminating the obstacles to a happy ending—as is the case in the sentimental comedy of the 18th and early 19th centuries—then they stand forth as imaginatively impoverished dramatic clichés. The dramatists of sentimental comedy were committed to writing exemplary plays, wherein virtue would be rewarded and vice frustrated. If hero and heroine were to be rescued from the distresses that had encompassed them, any measures were apparently acceptable; the important thing was that the play’s action should reach an edifying end. It is but a short step from comedy of this sort to the melodrama that flourished in the 19th-century theatre. The distresses that the hero and heroine suffer are, in melodrama, raised to a more than comic urgency, but the means of deliverance have the familiar comic stamp: the secret at last made known, the long-lost child identified, the hard heart made suddenly capable of pity. Melodrama is a form of fantasy that proceeds according to its own childish and somewhat egoistic logic; hero and heroine are pure, anyone who opposes them is a villain, and the purity that has exposed them to risks must ensure their eventual safety and happiness. What melodrama is to tragedy, farce is to comedy, and the element of fantasy is equally prominent in farce and in melodrama. If melodrama provides a fantasy in which the protagonist suffers for his virtues but is eventually rewarded for them, farce provides a fantasy in which the protagonist sets about satisfying his most roguish or wanton, mischievous or destructive, impulses and manages to do so with impunity.

Theories

The treatise that Aristotle is presumed to have written on comedy is lost. There is, however, a fragmentary treatise on comedy that bears an obvious relation to Aristotle’s treatise on tragedy, Poetics, and is generally taken to be either a version of a lost Aristotelian original or an expression of the philosophical tradition to which he belonged. This is the Tractatus Coislinianus, preserved in a 10th-century manuscript in the De Coislin Collection in Paris. The Tractatus divides the substance of comedy into the same six elements that are discussed in regard to tragedy in the Poetics: plot, character, thought, diction, melody, and spectacle. The characters of comedy, according to the Tractatus, are of three kinds: the impostors, the self-deprecators, and the buffoons. The Aristotelian tradition from which the Tractatus derives probably provided a fourth, the churl, or boor. The list of comic characters in the Tractatus is closely related to a passage in Aristotle’s Nicomachean Ethics, in which the boaster (the person who says more than the truth) is compared with the mock-modest man (the person who says less), and the buffoon (who has too much wit) is contrasted with the boor (who has too little).

Comedy as a rite

The Tractatus was not printed until 1839, and its influence on comic theory is thus of relatively modern date. It is frequently cited in the studies that attempt to combine literary criticism and anthropology, in the manner in which James George Frazer combined studies of primitive religion and culture in The Golden Bough (1890–1915). In such works, comedy and tragedy alike are traced to a prehistoric death-and-resurrection ceremonial, a seasonal pantomime in which the old year, in the guise of an aged king (or hero or god), is killed, and the new spirit of fertility, the resurrection or initiation of the young king, is brought in. This rite typically featured a ritual combat, or agon, between the representatives of the old and the new seasons, a feast in which the sacrificial body of the slain king was devoured, a marriage between the victorious new king and his chosen bride, and a final triumphal procession in celebration of the reincarnation or resurrection of the slain god. Implicit in the whole ceremony is the ancient rite of purging the tribe through the expulsion of a scapegoat, who carries away the accumulated sins of the past year. Frazer, speaking of scapegoats in The Golden Bough, noted that this expulsion of devils was commonly preceded or followed by a period of general license, an abandonment of the ordinary restraints of society during which all offenses except the gravest go unpunished. This quality of Saturnalia is characteristic of comedy from ancient Greece through medieval Europe.

The seasonal rites that celebrate the yearly cycle of birth, death, and rebirth were seen by the Canadian critic Northrop Frye as the basis for the generic plots of comedy, romance, tragedy, and irony and satire. The four prefigure the fate of a hero and the society he brings into being. In comedy (representing the season of spring), the hero appears in a society controlled by obstructing characters and succeeds in wresting it from their grasp. The movement of comedy of this sort typically replaces falsehood with truth, illusion with reality. The hero, having come into possession of his new society, sets forth upon adventures, and these are the province of romance (summer). Tragedy (autumn) commemorates the hero’s passion and death. Irony and satire (winter) depict a world from which the hero has disappeared, a vision of “unidealized existence.” With spring, the hero is born anew.

The moral force of comedy

The characters of comedy specified in the Tractatus arrange themselves in a familiar pattern: a clever hero is surrounded by fools of sundry varieties (impostors, buffoons, boors). The hero is something of a trickster; he dissimulates his own powers, while exploiting the weaknesses of those around him. The comic pattern is a persistent one; it appears not only in ancient Greek comedy but also in the farces of ancient Italy, in the commedia dell’arte that came into being in 16th-century Italy, and even in the routines of late-night television comedians and their straight men. Implicit here is the tendency to make folly ridiculous, to laugh it out of countenance, which has always been a prominent feature of comedy.

Renaissance critics, elaborating on the brief and cryptic account of comedy in Aristotle’s Poetics, stressed the derisive force of comedy as an adjunct to morality. The Italian scholar Gian Giorgio Trissino’s account of comedy in his Poetica, apparently written in the 1530s, is typical: as tragedy teaches by means of pity and fear, comedy teaches by deriding things that are vile. Attention is directed here, as in other critical treatises of this kind, to the source of laughter. According to Trissino, laughter is aroused by objects that are in some way ugly and especially by that from which better qualities were hoped. His statement suggests the relation of the comic to the incongruous. Trissino was as aware as the French poet Charles Baudelaire was three centuries later that laughter betokens the fallen nature of man (Baudelaire would term it the Satanic nature). Man laughs, says Trissino (echoing Plato’s dialoguePhilebus), because he is envious and malicious and never delights in the good of others except when he hopes for some good from it for himself.

The most important English Renaissance statement concerning comedy is that of Sir Philip Sidney in The Defence of Poesie (1595):

Comedy is an imitation of the common errors of our life, which [the comic dramatist] representeth in the most ridiculous and scornful sort that may be, so as it is impossible that any beholder can be content to be such a one.

Like Trissino, Sidney notes that, while laughter comes from delight, not all objects of delight cause laughter, and he demonstrates the distinction as Trissino had done: “We are ravished with delight to see a fair woman, and yet are far from being moved to laughter. We laugh at deformed creatures, wherein certainly we cannot delight.” The element of the incongruous is prominent in Sidney’s account of scornful laughter. He cites the image of the hero of Greek legendHeracles, with his great beard and furious countenance, in woman’s attire, spinning at the command of his beloved queen, Omphale, and declares that this arouses both delight and laughter.

Comedy and character

Another English poet, John Dryden, in Of Dramatick Poesie, an Essay (1668), makes the same point in describing the kind of laughter produced by the ancient Greek comedy The Clouds, by Aristophanes. In it the character of Socrates is made ridiculous by acting very unlike the true Socrates—that is, by appearing childish and absurd rather than with the gravity of the true Socrates. Dryden was concerned with analyzing the laughable quality of comedy and with demonstrating the different forms it has taken in different periods of dramatic history. Aristophanic comedy sought its laughable quality not so much in the imitation of a person as in the representation of “some odd conceit which had commonly somewhat of unnatural or obscene in it.” In the so-called New Comedy, introduced by Menander late in the 4th century bce, writers sought to express the ethos, or character, as in their tragedies they expressed the pathos, or suffering, of humankind. This distinction goes back to Aristotle, who in the Rhetoric distinguished between ethos (natural bent, disposition, or moral character) and pathos (emotion) displayed in a given situation. And the Latin rhetorician Quintilian, in the 1st century ce, noted that ethos is akin to comedy and pathos to tragedy. The distinction is important to Renaissance and Neoclassical assumptions concerning the respective subject of comic and tragic representation. In terms of emotion, ethos is viewed as a permanent condition characteristic of the average person and relatively mild in its nature; pathos, on the other hand, is a temporary emotional state, often violent. Comedy thus expresses human character in the ordinary circumstances of everyday life, and tragedy expresses the sufferings of a particular individual in extraordinary periods of intense emotion.

In dealing with persons engaged in normal affairs, the comic dramatists tended to depict the individual in terms of some single but overriding personal trait or habit. They adopted a method based on the physiological concept of the four humours, or bodily fluids (blood, phlegm, choler, melancholy), and the belief that an equal proportion of these constituted health, while an excess or deficiency of any one of them brought disease. Since the humours governed temperament, an irregular distribution of them was considered to result not only in bodily sickness but also in derangements of personality and behaviour, as well. The resultant comedy of humours is distinctly English, as Dryden notes, and particularly identified with the comedies of Ben Jonson.

The role of wit

Humour is native to humankind. Folly need only be observed and imitated by the comic dramatist to give rise to laughter. Observers as early as Quintilian, however, have pointed out that, though folly is laughable in itself, such jests may be improved if the writer adds something of his own—namely, wit. A form of repartee, wit implies both a mental agility and a linguistic grace that is very much a product of conscious art. Quintilian describes wit at some length in his Institutio oratoria; it partakes of urbanity, a certain tincture of learning, charm, saltiness, or sharpness, and polish and elegance. In the preface (1671) to An Evening’s Love, Dryden distinguishes between the comic talents of Jonson, on the one hand, and of Shakespeare and his contemporary John Fletcher, on the other, by virtue of their excelling respectively in humour and in wit. Jonson’s talent lay in his ability “to make men appear pleasantly ridiculous on the stage,” while Shakespeare and Fletcher excelled in wit, or “the sharpness of conceit,” as seen in their repartee. The distinction is noted as well in Of Dramatick Poesie, an Essay, where a comparison is made between the character of Morose in Jonson’s play Epicoene, who is characterized by his humour (namely, his inability to abide any noise but the sound of his own voice), and Shakespeare’s Falstaff, who, according to Dryden, represents a miscellany of humours and is singular in saying things that are unexpected by the audience.

The distinctions that Hazlitt arrives at, then, in his essay “On Wit and Humour” are very much in the classic tradition of comic criticism:

Humour is the describing the ludicrous as it is in itself; wit is the exposing it, by comparing or contrasting it with something else. Humour is, as it were, the growth of nature and accident; wit is the product of art and fancy.

The distinctions persist into the most sophisticated treatments of the subject. Sigmund Freud, for example, in Wit and its Relation to the Unconscious (1905), said that wit is made, but humour is found. Laughter, according to Freud, is aroused at actions that appear immoderate and inappropriate, at excessive expenditures of energy: it expresses a pleasurable sense of the superiority felt on such occasions.

Baudelaire on the grotesque

The view that laughter comes from superiority is referred to as a commonplace by Baudelaire, who states it in his essay “On the Essence of Laughter” (1855). Laughter, says Baudelaire, is a consequence of the human notion of one’s own superiority. It is a token both of an infinite misery, in relation to the absolute being of whom humans have an inkling, and of infinite grandeur, in relation to the beasts, and results from the perpetual collision of these two infinities. The crucial part of Baudelaire’s essay, however, turns on his distinction between the comic and the grotesque. The comic, he says, is an imitation mixed with a certain creative faculty, and the grotesque is a creation mixed with a certain imitative faculty—imitative of elements found in nature. Each gives rise to laughter expressive of an idea of superiority—in the comic, the superiority of man over man and, in the grotesque, the superiority of man over nature. The laughter caused by the grotesque has about it something more profound and primitive, something much closer to the innocent life, than has the laughter caused by the comic in human behaviour. In France the great master of the grotesque was the 16th-century author François Rabelais, while some of the plays of Molière in the next century best expressed the comic.

Bergson’s and Meredith’s theories

The French philosopher Henri Bergson (1859–1941) analyzed the dialectic of comedy in his essay “Laughter,” which deals directly with the spirit of contradiction that is basic both to comedy and to life. Bergson’s central concern is with the opposition of the mechanical and the living; stated in its most general terms, his thesis holds that the comic consists of something mechanical encrusted on the living. Bergson traces the implications of this view in the sundry elements of comedy: situations, language, characters. Comedy expresses a lack of adaptability to society; any individual is comic who goes his own way without troubling to get into touch with his fellow beings. The purpose of laughter is to wake him from his dream. Three conditions are essential for the comic: the character must be unsociable, for that is enough to make him ludicrous; the spectator must be insensible to the character’s condition, for laughter is incompatible with emotion; and the character must act automatically (Bergson cites the systematic absentmindedness of Don Quixote). The essential difference between comedy and tragedy, says Bergson, invoking a distinction that goes back to that maintained between ethos and pathos, is that tragedy is concerned with individuals and comedy with classes. And the reason that comedy deals with the general is bound up with the corrective aim of laughter: the correction must reach as great a number of persons as possible. To this end, comedy focusses on peculiarities that are not indissolubly bound up with the individuality of a single person.

It is the business of laughter to repress any tendency on the part of the individual to separate himself from society. The comic character would, if left to his own devices, break away from logic (and thus relieve himself from the strain of thinking); give over the effort to adapt and readapt himself to society (and thus slacken in the attention that is due to life); and abandon social convention (and thus relieve himself from the strain of living).

The essay “On the Idea of Comedy and the Uses of the Comic Spirit” (1877), by Bergson’s English contemporary George Meredith, is a celebration of the civilizing power of the comic spirit. The mind, he affirms, directs the laughter of comedy, and civilization is founded in common sense, which equips one to hear the comic spirit when it laughs folly out of countenance and to participate in its fellowship.

Both Bergson’s and Meredith’s essays have been criticized for focussing so exclusively on comedy as a socially corrective force and for limiting the scope of laughter to its derisive power. The charge is more damaging to Meredith’s essay than it is to Bergson’s. Whatever the limitations of the latter, it nonetheless explores the implications of its own thesis with the utmost thoroughness, and the result is a rigorous analysis of comic causes and effects for which any student of the subject must be grateful. It is with farce that Bergson’s remarks on comedy have the greatest connection and on which they seem chiefly to have been founded. It is no accident that most of his examples are drawn from Molière, in whose work the farcical element is strong, and from the farces of Bergson’s own contemporary Eugène-Marin Labiche. The laughter of comedy is not always derisive, however, as some of Shakespeare’s greatest comedies prove; and there are plays, such as Shakespeare’s last ones, which are well within an established tradition of comedy but in which laughter hardly sounds at all. These suggest regions of comedy on which Bergson’s analysis of the genre sheds hardly any light at all.

The comic as a failure of self-knowledge

Aristotle said that comedy deals with the ridiculous, and Plato, in the Philebus, defined the ridiculous as a failure of self-knowledge; such a failure is there shown to be laughable in private individuals (the personages of comedy) but terrible in persons who wield power (the personages of tragedy). In comedy, the failure is often mirrored in a character’s efforts to live up to an ideal of self that may be perfectly worthy but the wrong ideal for that particular character. Shakespearean comedy is rich in examples: the King of Navarre and his courtiers, who must be made to realize that nature meant them to be lovers, not academicians, in Love’s Labour’s Lost; Beatrice and Benedick, who must be made to know that nature meant them for each other, not for the single life, in Much Ado About Nothing; Duke Orsino in Twelfth Night, who is brought to see that it is not Lady Olivia whom he loves but the disguised Viola, and Lady Olivia herself, who, when the right man comes along, decides that she will not dedicate herself to seven years of mourning for a dead brother, after all; and Angelo in Measure for Measure, whose image of himself collapses when his lust for Isabella makes it clear that he is not the ascetic type. The movement of all these plays follows a familiar comic pattern, wherein characters are brought from a condition of affected folly amounting to self-delusion to a plain recognition of who they are and what they want. For the five years or so after he wrote Measure for Measure, in 1603–04, Shakespeare seems to have addressed himself exclusively to tragedy, and each play in the sequence of masterpieces he produced during this period—Othello, King Lear, Macbeth, Antony and Cleopatra, and Coriolanus—turns in some measure on a failure of self-knowledge. This is notably so in the case of Lear, which is the tragedy of a man who (in the words of one of his daughters) “hath ever but slenderly known himself” and whose fault (as the Fool suggests) is to have grown old before he grew wise.

The plots of Shakespeare’s last plays (Pericles, Cymbeline, The Winter’s Tale, The Tempest) all contain a potential tragedy but one that is resolved by nontragic means. They contain, as well, an element of romance of the kind purveyed from Greek New Comedy through the plays of the ancient Roman comic dramatists Plautus and Terence. Children lost at birth are miraculously restored, years later, to their parents, thereby providing occasion for a recognition scene that functions as the denouement of the plot. Characters find themselves—they come to know themselves—in all manner of ways by the ends of these plays. Tragic errors have been made, tragic losses have been suffered, tragic passions—envy, jealousy, wrath—have seemed to rage unchecked, but the miracle that these plays celebrate lies in the discovery that the errors can be forgiven, the losses restored, and the passions mastered by the godly spirit of reason. The near tragedies experienced by the characters result in the ultimate health and enlightenment of the soul. What is learned is of a profound simplicity: the need for patience under adversity, the need to repent of one’s sins, the need to forgive the sins of others. In comedy of this high and sublime sort, patience, repentance, and forgiveness are opposed to the viciously circular pattern of crime, which begets vengeance, which begets more crime. Comedy of this sort deals in regeneration and rebirth. There is always about it something of the religious, as humankind is absolved of its guilt and reconciled one to another and to whatever powers that be.

Divine comedies in the West and East

The 4th-century Latin grammarian Donatus distinguished comedy from tragedy by the simplest terms: comedies begin in trouble and end in peace, while tragedies begin in calms and end in tempest. Such a differentiation of the two genres may be simplistic, but it provided sufficient grounds for Dante to call his great poem La Commedia (The Comedy; later called The Divine Comedy), since, as he says in his dedicatory letter, it begins amid the horrors of hell but ends amid the pleasures of heaven. This suggests the movement of Shakespeare’s last plays, which begin amid the distresses of the world and end in a supernal peace. Comedy conceived in this sublime and serene mode is rare but recurrent in the history of the theatre. The Spanish dramatist Pedro Calderón de la Barca’s Life Is a Dream (1635) is an example; on the operatic stage, so is Mozart’s Magic Flute (1791), in spirit and form so like Shakespeare’s Tempest, to which it has often been compared. In later drama, Henrik Ibsen’s Little Eyolf (1894) and August Strindberg’s To Damascus (1898–1904)—both of which are among the late works of these Scandinavian dramatists—have affinities with this type, and this is the comic mode in which T.S. Eliot’s last play, The Elder Statesman (1958), is conceived. It may represent the most universal mode of comedy. The American philosopher Susanne K. Langer writes:

In Asia the designation “Divine Comedy” would fit numberless plays; especially in India triumphant gods, divine lovers united after various trials [as in the perennially popular romance of Rama and Sita], are the favourite themes of a theater that knows no “tragic rhythm.” The classical Sanskrit drama was heroic comedy—high poetry, noble action, themes almost always taken from the myths—a serious, religiously conceived drama, yet in the “comic” pattern, which is not a complete organic development reaching a foregone, inevitable conclusion, but is episodic, restoring a lost balance, and implying a new future. The reason for this consistently “comic” image of life in India is obvious enough: both Hindu and Buddhist regard life as an episode in the much longer career of the soul which has to accomplish many incarnations before it reaches its goal, nirvana. Its struggles in the world do not exhaust it; in fact they are scarcely worth recording except in entertainment theater, “comedy” in our sense—satire, farce, and dialogue. The characters whose fortunes are seriously interesting are the eternal gods; and for them there is no death, no limit of potentialities, hence no fate to be fulfilled. There is only the balanced rhythm of sentience and emotion, upholding itself amid the changes of material nature. (From Feeling and Form; Charles Scribner’s Sons, 1953.)

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